Compliance Management Systems Analyst

Job Description

• Support the development and execution of a Enterprise Risk Management process to address regulatory risks for our Compliance program • Complete risk assessments for Compliance risks across the business • Test the design and performance of controls utilizing a statistical approach • Utilize project management and communication skills to deliver multiple engagements in a fast paced environment while building and maintaining relationships • Deliver well-written reports with strong attention to detail and supported by evidence through maintenance of accurate records • Analyze regulations and their applicability to our products and services, and assist with the development of creative and compliant processes and controls • Execute engagements as directed, ensuring timely and accurate completion • Identify potential areas of weakness and work with partners to strengthen the associated control environment. • Monitor the implementation of corrective actions and escalate when appropriate • Foster collaboration and provide cross-functional support within the department, including areas such as fincrime & fraud, regulatory complaints, product and marketing compliance, and the overall compliance program • All other duties as assigned

Qualifications

• 2+ years of compliance risk management experience in Banking / Financial Services, Professional Services and/or, prior FinTech experience desired • CRCM, CIPP, CRISC or other compliance/technical-related designations / certifications preferred • Demonstrated knowledge and application of financial services related laws and regulations • Demonstrated knowledge of compliance/regulatory risks, processes, and control frameworks, and the ability to design and evaluate the effectiveness of controls embedded within business processes • Experience navigating and developing technical, contractual, and internal compliance documentation based on industry and regulatory best practices • Self-driven, ability to work independently and in a team environment • Clear, concise, and persuasive written and verbal communication • Strong orientation to deadlines and detail • Commercially-oriented creative thinker and problem solver • Strong project management, critical thinking, and analytical skills • Ability to embrace and champion our core values • Mature, professional and of unquestionable integrity, carrying out excellent judgment when handling sensitive information • Proficiency in Excel/Sheets (VLOOKUP, INDEX MATCH, advanced conditional formatting, pivot tables and reporting, macros and VBA) and PowerPoint/Slides

Benefits

• Equity • Benefits